Are you looking to launch a forex brokerage or investment firm that is fully licensed and internationally recognized? Mauritius has emerged as one of the most business-friendly jurisdictions for regulated forex brokers, offering both credibility and efficiency. Understanding the Investment Dealer License Requirements in Mauritius is a critical first step toward launching your business in this prestigious financial hub.
With our help, you can start your regulated forex broker in Mauritius in just 2 months. We manage the entire process — from company formation, office setup, local directors, staff, to compliance — with all-inclusive packages starting from just $35,000. Zero hassle guaranteed.
What is an Investment Dealer License in Mauritius?
The Investment Dealer License is issued by the Mauritius Financial Services Commission (FSC), the national regulator overseeing the non-banking financial services sector. This license allows companies to:
- Operate as a forex and CFD broker
- Act as principal or agent in the trading of securities
- Hold and manage client funds
- Offer investment advice
- Provide other financial services under FSC regulation
For any company intending to operate a forex brokerage with a legitimate international presence, this license is a vital regulatory foundation.
Types of Investment Dealer Licenses in Mauritius
When exploring the Investment Dealer License Requirements in Mauritius, it’s important to know that there are several categories under this license type. Your choice depends on the scope of your business activities.
1. Full-Service Dealer (Excluding Underwriting)
This is the most suitable license for forex brokers. It allows:
- Trading in securities (including forex, CFDs, commodities, and crypto)
- Acting as both principal and agent
- Holding and managing client money
- Providing investment advice
2. Full-Service Dealer (Including Underwriting)
This license includes all the above but also permits underwriting of securities — useful for firms involved in issuing financial instruments.
3. Broker License
Allows trading in securities solely as an agent. Not suitable for firms intending to act as market makers or hold client funds.
4. Discount Broker
Allows execution-only services without providing advice or holding funds. This is ideal for low-touch, automated trading platforms.
Most clients opt for the Full-Service Dealer License (Excluding Underwriting) when planning to run a regulated forex and CFD brokerage.
Investment Dealer License Requirements in Mauritius: Key Criteria
To successfully apply for and obtain this license, you must meet several regulatory, operational, and compliance conditions set by the FSC. Here's what you need to know:
1. Minimum Paid-Up Capital
The FSC requires a minimum paid-up capital depending on the license type. For most forex brokerages, the requirement is:
- USD 35,000 to USD 50,000
This capital must be deposited in a corporate bank account in Mauritius and maintained throughout the operation of the business.
2. Company Incorporation in Mauritius
Before applying for a license, you must set up a legal entity in Mauritius. This includes:
- Registering with the Registrar of Companies
- Obtaining a Global Business License (GBL) if servicing non-residents
- Appointing qualified directors and shareholders
We handle the entire company formation process for you.
3. Economic Substance Requirements
To comply with FSC standards and demonstrate genuine operations, licensed entities must have economic substance in Mauritius. This means:
- Maintaining a physical office in the country
- Employing local staff
- Appointing at least two Mauritius-resident directors
- Having a local Compliance Officer and MLRO (Money Laundering Reporting Officer)
Our all-inclusive package ensures all these elements are fully covered.
4. Fit and Proper Test
The FSC evaluates the fitness and propriety of the company’s directors, shareholders, and officers. This includes checks for:
- Financial soundness
- Criminal history
- Regulatory background
- Relevant experience and qualifications
We help prepare and submit all due diligence documentation to ensure full compliance.
5. Compliance Framework
One of the most critical Investment Dealer License Requirements in Mauritius is a strong internal compliance structure, including:
- AML/CFT Policies (Anti-Money Laundering / Countering Financing of Terrorism)
- KYC Procedures (Know Your Customer)
- Risk Management Policy
- Internal Controls and Reporting Systems
We provide a complete compliance documentation pack tailored specifically for FSC expectations, making your application robust and audit-ready.
6. Business Plan and Financial Projections
Your application must also include a detailed business plan with:
- Revenue and cost forecasts
- Target markets
- Client acquisition strategies
- Risk assessment and mitigation strategies
- Organizational structure
We work closely with you to craft a professional business plan that aligns with FSC expectations and industry best practices.
Step-by-Step Process to Get Licensed
Here’s how the licensing journey works when you partner with us:
Step 1: Consultation and Planning
We assess your business goals and recommend the best license type and structure.
Step 2: Company Incorporation
We register your company, open a bank account, and set up your legal framework.
Step 3: Document Preparation
Our team prepares all required documents: business plan, compliance manuals, policies, due diligence, and application forms.
Step 4: Office and Staff Setup
We secure your Mauritius office, appoint local directors, staff, and compliance personnel.
Step 5: License Submission
We submit the complete license application to the FSC and respond to any queries during the review process.
Step 6: License Approval
Once approved, you’ll receive your official Investment Dealer License and can begin operations.
Total time frame: 8–12 weeks.
What Happens After Licensing?
Once you’re licensed, we help you get operational as quickly as possible with:
- Trading platform setup (e.g., MetaTrader 5, cTrader)
- Liquidity provider onboarding
- Payment gateway integration
- Website and CRM development
- Ongoing compliance and audit support
We help you launch a fully functional, revenue-ready forex brokerage that is 100% compliant with Mauritius regulations.
Why Work With Us?
Applying for a financial license can be complex — but it doesn’t have to be. We make the entire process smooth, predictable, and fast.
What You Get with Our Service:
✅ Company incorporation in Mauritius
✅ Local directors, staff, office, and compliance team
✅ Customized business plan and compliance documentation
✅ Bank account assistance
✅ Complete licensing application and follow-up
✅ All-inclusive from $35,000 — zero hassle guaranteed
With over a decade of experience in forex licensing, we have helped dozens of clients secure licenses and launch compliant brokerages around the world.
Conclusion: Take the First Step Toward Your Licensed Forex Brokerage
Understanding the Investment Dealer License Requirements in Mauritius is the foundation of launching a fully regulated brokerage in a respected global jurisdiction. Mauritius offers an ideal combination of regulatory clarity, cost efficiency, and speed — and with the right partner, the process is simple and stress-free.
Press Contact
Brokeret Corporate Services
Business Bay, Dubai, UAE
📩 info@brokeret.com